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Our Services

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Compliance & Legal

As leading providers of compliance support in the global financial services market, we have the scale and expertise necessary to deliver flexible, high-quality services – from the basics of applying for authorisations, setting up processes and procedures right through to the more complex issues of regulatory investigations. Our suite of Compliance & Legal services cover:


  • Regulatory Risk (FCA,PRA & ICO)

  • Financial Crime, KYC, AML ABC & Sanctions Advice

  • Regulatory Approval - PRA/FCA

  • Regulatory Investigations - Section 166 /FCPA 

  • Legal Advice & Company Secretarial

  • Product Reviews - Structure & Advice

  • Regulated Functions (SMCR)


Risk Management

Effective risk management processes need to be embedded into core decision making and corporate culture. We’ll help you make confident, well-informed choices that drive value and deliver outstanding results. We are here to advice, support and help build: 


  • Enterprise Risk Management Frameworks 

  • Solvency II Requirements 

  • Operational Risk Frameworks 

  • Conduct Risk Frameworks 

  • Risk Assurance Processes

  • Risk Event Management 

  • Cultural Change and Leadership 

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Our focus is on identifying issues within your processes and systems to ensure that your business remains compliant. We also make sure that sufficient checks and safeguards are in place to protect against unexpected events. This approach gives you and your stakeholders peace of mind. Our key audit services cover advice, support and outsourced services for: 


  • Internal Audit 

  • Interim Leadership 

  • Forensic Investigations 

  • Due Diligence & Coverholder Audits 

  • Asset Tracing & Investigations 

  • Full Suite ISO Implementation & Review  



Our team brings deep expertise in all aspects of business operations specialising in digital & technology enablement. We’ll support you through the entire journey, ensuring any challenges are effectively managed. Together we’ll build a lasting legacy of improvement and performance. We provide advice, support and expertise covering: 


  • Data Protection & Information Security 

  • Operational & Cloud Resilience 

  • Data Analytics

  • Program Governance & Oversight

Contact Us

71-75 Shelton Street
Covent Garden

0203 488 4612

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